Back to Funding Tools

Financial Health Assessment

Calculate your ESFA financial health grade using official methodology

What is the Financial Health Assessment? (Annex A-C)

The Financial Health Assessment is the ESFA's methodology for evaluating an organisation's financial strength. It uses three key financial indicators—Profitability, Solvency, and Gearing—to calculate a total score (0-300) that determines your financial health grade.

Used For:

  • ESFA contract applications and renewals
  • Ongoing financial monitoring by ESFA
  • Determining financial assurance requirements
  • Internal financial planning and forecasting

Financial Health Grades (Annex A)

Outstanding (240-300 points)

Definition: An organisation that appears to have robust finances to fulfil its contractual obligations and to respond successfully to opportunities or adverse circumstances.

Indicators: Normally an organisation with outstanding or good indicators for profitability, solvency and gearing.

Good (180-230 points)

Definition: An organisation that appears to have sufficiently robust finances to fulfil its contractual obligations, and to respond successfully to most opportunities or adverse circumstances.

Indicators: Normally an organisation with at least 2 good indicators for profitability, solvency and gearing.

Satisfactory (120-170 points)

Definition: An organisation that appears to have sufficient resources to fulfil its contractual obligations, but also appears likely to have limited capacity to respond successfully to opportunities or adverse circumstances.

Indicators: Normally an organisation with at least 2 satisfactory indicators for profitability, solvency and gearing.

Inadequate (≤110 points)

Definition: An organisation that is in financial difficulty and very likely to be dependent on the goodwill or financial support of others. There is a significant risk of organisations in this group not being able to fulfil contractual obligations because of weak financial health.

Indicators: Normally an organisation with at least 2 inadequate indicators for profitability, solvency and gearing.

The Three Financial Indicators (Annex B)

1. Profitability

Profit after tax as a percentage of turnover:

Profitability (%) = (Profit after tax ÷ Turnover) × 100

Important adjustments:

  • Add back: Depreciation and amortisation charge for the year
  • Subtract: Dividends paid

2. Solvency

Current ratio:

Solvency = Current assets ÷ Current liabilities

Measures ability to meet short-term obligations with short-term assets.

3. Gearing

Total debt as a percentage of reserves and debt:

Gearing (%) = (Total debt ÷ (Reserves + Total debt)) × 100

Reserves definition:

Shareholders' funds less intangible assets

⚠️ If reserves are negative, automatic score of 0 is given

What Counts as Debt? (Annex B)

Debt includes all long-term and short-term borrowings:

Standard Borrowings

  • • Bank overdrafts
  • • Bank loans
  • • Finance leases
  • • Hire purchase contracts
  • • Credit cards

Related Party Borrowings

  • • Inter-company loans
  • • Group loans to the organisation
  • • Personal loans to the organisation
  • • Amounts owed to directors
  • • Directors' loans and current accounts

"Other Creditors" Treatment:

  • • ESFA will include "other creditors" within debt if unable to identify scope of borrowings
  • • You must supply a breakdown of "other creditors" alongside your financial statements
  • • "Other creditors" = items in liabilities not identifiable in their own right
  • • Referred to in creditors notes as "other creditors" or "other payables"

Group Undertakings:

Amounts owed to group undertakings (shown in creditors note) will be included as debt unless stated as trading activity or other non-debt related activity.

Financial Health Scoring Table (Annex C)

ScoreProfitability (%)SolvencyGearing (%)
100≥ 9≥ 2.0= 0
90≥ 8≥ 1.8< 10
80≥ 7≥ 1.6< 20
70≥ 6≥ 1.4< 30
60≥ 5≥ 1.2< 40
50≥ 4≥ 1.0< 50
40≥ 3≥ 0.8< 60
30≥ 2≥ 0.7< 70
20≥ 1≥ 0.6< 80
10≥ 0≥ 0.5< 90
0< 0< 0.5≥ 90 or negative reserves

Total Score: Add the three individual scores (max 100 each) to get total score out of 300.

How to Use the Assessment Tool

1Gather Your Financial Data

You'll need figures from your most recent financial statements:

  • • Turnover
  • • Profit after tax
  • • Depreciation and amortisation
  • • Dividends paid
  • • Current assets and liabilities
  • • Shareholders' funds
  • • Intangible assets
  • • Total borrowings (see debt definition)

2Enter Your Figures

Input all financial figures into the calculator. The tool will automatically calculate the three indicators and apply the scoring methodology.

3Review Your Grade

See your financial health grade (Outstanding, Good, Satisfactory, or Inadequate) with detailed breakdown of each indicator score.

4Understand Your Position

Use the results for contract applications, financial planning, or to identify areas for improvement.

Tips for Financial Health

  • Provide breakdown: Always supply a detailed breakdown of "other creditors" with your financial statements
  • Monitor regularly: Calculate your financial health quarterly to track trends and take early action
  • Improve profitability: Focus on increasing profit margins and controlling costs
  • Manage liquidity: Maintain healthy current ratio (aim for ≥1.0) by managing working capital
  • Reduce gearing: Lower debt levels or increase reserves to improve gearing score
  • Use for planning: Calculate projected scores for budgeting and scenario planning

Ready to Calculate?

Use the Financial Health Assessment tool to calculate your ESFA grade.

Open Assessment Tool

© 2026 Funding Fox. All rights reserved. Comprehensive funding intelligence platform for FE & Skills professionals.

Disclaimer: Funding Fox combines multi-LLM intelligence with official government FE & Skills funding documentation. While we strive for accuracy, information is provided for guidance only. Always verify critical information with the Department for Education.